The Governance, Risk & Compliance Department combines the strengths already existing in different business lines of BROSETA with the specialization of expert lawyers and consultants on risk, supported by cutting-edge technology and thus offering a differentiated and competitive service that does not currently exist in the market.

Governance, Risk & Compliance

• The only comprehensive solution that strengthens the systems of corporate governance, internal control and compliance of organizations, with a guarantee of professionalism and independence.
• Multidisciplinary teams of lawyers and expert consultants on risk that combine their experience and strengths in the prevention, detection and investigation of compliance systems.
• Legal protection and operational efficiency for the development of the business, with the guarantee of evidencing compliance with applicable laws and standards
• Management of uncertainties, not only risks, both in the real world but also in the digital, avoiding stereotypes: compliance protocols adapted to the reality of the company.

Governance services

• Ethical codes of conduct.
• Criminal Code (Corporate Defense).
• Systems of internal control of financial reporting (SCIIF).
• Good governance codes.
• Manuals of good business practices.
• Training to councils, committees, Compliance Officers, control units and professionals in general on ethical issues and compliance.

Risk management and intelligence

• Management of risks of all kinds (integrated models, matrices and procedures, approach to risk).
• Design, implementation, revision and updating of Risk Management Systems (ISO 31000).
• Evaluation and Mapping of Criminal Risks of the legal entity.
• Regulatory Risk Maps.
• Evaluation of Corporate Risks.
• Internal control systems (COSO III, SOX, Solvencia, Basilea) for all industry and business lines.
• Anti-corruption models: FCPA (Foreign Corrupt Practices Act) and UKBA (UK Bribery Act).
• Integrated models of fraud management (internal, external, global, operational, counterparty).
• Integrated models of intelligence (Corporate Intelligence).
• Crisis Management.
• Brand Protection.
• Outsourcing and internal audit co-externalizacion.
• Cyberintelligence and cybersecurity, in association with the best technology partners.
• Solutions adapted to detecting fraud and cybercrime.

Compliance – Regulated Risk Management, Sanctions and Penalties

• Compliance Management Systems (integral models ISO 19600).
• Spanish Criminal Compliance Management Systems (UNE 19601).
• Tax Compliance Management Systems (UNE 19602).
• Prevention of money laundering and financing of terrorism (expert reviews, KYC models, due diligence, management of suspicious transactions and risk profiles, training).
• Internal rules of behavior and the stock market.
• Ongoing and operational support for corporate Compliance functions: CAAS (Compliance as a Service).